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Knowledge and Insights for Compliance Success
Shaping Your Compliance Future
Pro-activity can be applied at any level within an organization. However, it is primarily the role of management programs achieved by...
246 views
The Problem with Assessments
Assessments are the fuel that power both step-wise and continuous improvement engines and this is no different when it comes to risk &...
383 views
Compliance Needs A New Mindset
After years under the tutelage of prescriptive rules and audits it is no wonder that the question of what and how to improve compliance...
151 views
Management Previews
When it comes to management-based standards and regulations they almost all include a requirement for Management Review. The purpose of a...
29 views
Agile Compliance
Organizations of all shapes and sizes utilize systems to ensure that the right work gets done at the right time in the right way. In fact...
120 views
Are You Auditing What Really Matters?
Audits have been used for many years to confirm the integrity of financial statements and that proper accounting procedures have been...
146 views
A Safety Management System for Everyone
Adopting a Safety Management System (SMS) has typically required significant resources, large teams, and expensive technologies and...
76 views
Total Safety Management
Many companies will be familiar with the terms Total Quality Management (TQM), or Total Production System (TPS). They began initially to...
652 views
The Dilution of Compliance
Dilution can be defined as "the process or action of making something less strong or valuable." Over the years I have experienced this...
123 views
Compliance Now Requires a Design
Safety performance is improved when organizations take a comprehensive and systemic view of their safety efforts. This requires different...
189 views
Rasmussen's Risk Management Framework
At a fundamental level compliance programs protect the value stream from threats that hinder the creation of value. Each program...
2,600 views
Mismatched Systems
The administration problem is primarily that of reducing uncertainty within the organizational system (Organizational Strategy,...
26 views
Systems Thinking
Machines, organizations, and communities include and are themselves part of systems. Russell L. Ackoff a pioneer in systems thinking...
1,280 views
What is Management of Change
Change can be a significant source of risk. That is why compliance programs include a risk-based process for managing planned changes....
6,112 views
Turning Best Effort Into Best Outcome
When it comes to playing games where the goal is to have fun “Best Effort” is often applauded and even celebrated. We often hear...
326 views
Four Corners of the Obligation Map
4 types of obligations 4 compliance functions 4 purposes 4 measures
68 views
You can't turn lagging into leading indicators no matter how hard you try
The Challenge Counting near misses, incidents, defects, violations, and other non-conformance is of value and necessary as part of...
8,546 views
4 R's of Continuous Performance
The purpose of a compliance management system is to maintain state which is achieved through consistency, reduction of variation, and...
160 views
A Systems Roadmap for API RP 1173
API RP 1173 provides a framework for companies to evaluate their safety systems and processes to more effectively buy down risk and...
585 views
Two Steps Forward Three Steps Back
I have spent most of my career building information and management systems in support of engineering, compliance, and mission critical...
93 views
Integrated Risk Assessment
In response to increasing and often overlapping requirements from standards and regulatory bodies, many companies are looking to...
62 views
Minimal Viable Performance (MVP)
Outcomes are the effects of capabilities which means that you if you want to advance your outcomes you need to advance your capabilities....
340 views
Capabilities Maturity Model for Compliance
Increasingly, we have observed that regulatory and standards bodies are expecting companies to use capability maturity models to improve...
4,812 views
Improving Management Systems
Almost all compliance initiatives depend on management systems to ensure obligations are met. This applies to safety, quality,...
36 views
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