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COMPLIANCE
BLOG ARTICLES
Principles, Practices, & Insights


Shaping Your Compliance Future
Pro-activity can be applied at any level within an organization. However, it is primarily the role of management programs achieved by...
Raimund Laqua
1 min read


The Problem with Assessments
Assessments are the fuel that power both step-wise and continuous improvement engines and this is no different when it comes to risk &...
Raimund Laqua
5 min read


Compliance Needs A New Mindset
After years under the tutelage of prescriptive rules and audits it is no wonder that the question of what and how to improve compliance...
Raimund Laqua
1 min read


Management Previews
When it comes to management-based standards and regulations they almost all include a requirement for Management Review. The purpose of a...
Raimund Laqua
1 min read


Agile Compliance
Organizations of all shapes and sizes utilize systems to ensure that the right work gets done at the right time in the right way. In fact...
Raimund Laqua
2 min read


Are You Auditing What Really Matters?
Audits have been used for many years to confirm the integrity of financial statements and that proper accounting procedures have been...
Raimund Laqua
4 min read


A Safety Management System for Everyone
Adopting a Safety Management System (SMS) has typically required significant resources, large teams, and expensive technologies and...
Raimund Laqua
5 min read


Total Safety Management
Many companies will be familiar with the terms Total Quality Management (TQM), or Total Production System (TPS). They began initially to...
Raimund Laqua
3 min read


The Dilution of Compliance
Dilution can be defined as "the process or action of making something less strong or valuable." Over the years I have experienced this...
Raimund Laqua
3 min read


Compliance Now Requires a Design
Safety performance is improved when organizations take a comprehensive and systemic view of their safety efforts. This requires different...
Raimund Laqua
3 min read


Rasmussen's Risk Management Framework
At a fundamental level compliance programs protect the value stream from threats that hinder the creation of value. Each program contributes to keeping the value chain safe from various risk including: quality risk, occupational safety risk, security risk, and so on. These programs are socio-technical in nature in that they recognize the interaction between people and technology often across multiple levels of organization. Rasmussen's Risk Management Framework (also known as
Raimund Laqua
4 min read


Mismatched Systems
The administration problem is primarily that of reducing uncertainty within the organizational system (Organizational Strategy,...
Raimund Laqua
1 min read


Systems Thinking
Machines, organizations, and communities include and are themselves part of systems. Systems Thinking Russell L. Ackoff, a pioneer in...
Raimund Laqua
3 min read


What is Management of Change
Change can be a significant source of risk. That is why compliance programs include a risk-based process for managing planned changes....
Raimund Laqua
8 min read


Turning Best Effort Into Best Outcome
When it comes to playing games where the goal is to have fun “Best Effort” is often applauded and even celebrated. We often hear...
Raimund Laqua
4 min read


Four Corners of the Obligation Map
4 types of obligations 4 compliance functions 4 purposes 4 measures
Raimund Laqua
1 min read


You can't turn lagging into leading indicators no matter how hard you try
The Challenge Counting near misses, incidents, defects, violations, and other non-conformance is of value and necessary as part of...
Raimund Laqua
2 min read


4 R's of Continuous Performance
The purpose of a compliance management system is to maintain state which is achieved through consistency, reduction of variation, and...
Raimund Laqua
1 min read


A Systems Roadmap for API RP 1173
API RP 1173 provides a framework for companies to evaluate their safety systems and processes to more effectively buy down risk and...
Raimund Laqua
4 min read


Two Steps Forward Three Steps Back
I have spent most of my career building information and management systems in support of engineering, compliance, and mission critical...
Raimund Laqua
3 min read


Integrated Risk Assessment
In response to increasing and often overlapping requirements from standards and regulatory bodies, many companies are looking to...
Raimund Laqua
1 min read


Minimal Viable Performance (MVP)
Minimal Viable Compliance / Performance Outcomes are the effects of capabilities which means that if you want to advance your outcomes...
Raimund Laqua
1 min read


Capabilities Maturity Model for Compliance
Increasingly, we have observed that regulatory and standards bodies are expecting companies to use capability maturity models to improve...
Raimund Laqua
2 min read


Improving Management Systems
Almost all compliance initiatives depend on management systems to ensure obligations are met. This applies to safety, quality,...
Raimund Laqua
1 min read
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