LEAN COMPLIANCE PRINCIPLES

Guidelines for Operational and Effective Compliance

1. Know Your Obligations

2. Take Ownership of All Your Obligations

3. Keep all Your Promises

4. Cultivate a Learning Culture

5. Make Accountability Visible

6. Make Compliance Integral to Your Business

7. Use Programs to Regulate Systems

8. Respect Uncertainties

9. Be Proactive

10. Monitor in Real-time Your Status and Ability to Stay In Compliance

11. Intentionally and Continuously Improve Your Compliance

12. Don't Just Adopt Technology, Exploit It