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COMPLIANCE
BLOG ARTICLES
Principles, Practices, & Insights


Compliance Performance
Ethical and proactive organizations are those that invest in improving their compliance performance and see it as an advantage in...
Raimund Laqua
1 min read


Automating Looms and Toasters
This post is written by our guest blogger Barbara Kephart. Textiles from the Jacquard Loom Museum of Modern Art, New York City Photo by...
Raimund Laqua
3 min read


Not All Risks Matter
There is never enough time, knowledge, or resources to contend with all the risks that a company faces. Therefore, they must choose which...
Raimund Laqua
1 min read


Regulatory Compliance Not Enough
In a recent decision of the Ontario Court of Appeal they stated that the general duty clause in the Occupational Health and Safety Act,...
Raimund Laqua
2 min read


Why we need Compliance Excellence
Continuous Improvement (CI) is an essential part of operational excellence to increase the performance of operational processes used in...
Raimund Laqua
4 min read


Is your Scorecard Balanced?
Every plan, business, or endeavour happens in the presence of uncertainty. That is why your value chain needs to operate between the...
Raimund Laqua
1 min read


If Opportunity Doesn't Knock, Build a Door
If opportunity doesn’t knock, build a door – Milton Berle There is ample evidence that employees do not just wait for life to happen to...
Raimund Laqua
2 min read


The Digital Depot of Transformation
Digital Transformation – The Home Depot of Computing Walking into a building construction store like Home Depot can be overwhelming....
Raimund Laqua
6 min read


Balanced Scorecard for Growth
Balanced scorecards help companies track performance. In today's marketplace characterized by digital disruption you need to make sure...
Raimund Laqua
1 min read


Crossing the ethical chasm of data - a compliance perspective
"Compliance, in many ways, is about doing the right thing at the right time in the right way. Collecting evidentiary material is an...
Raimund Laqua
1 min read


5 Questions You Must Answer to Improve Your Compliance
The goal of a compliance program is to improve the level of compliance of an organization. This differs from the goal of a compliance...
Raimund Laqua
1 min read


Are you Safe?
It is often when new recruits are hired that although they are trained on the new processes and procedures (which takes time) they will...
Raimund Laqua
1 min read


Compliance Management Office (CMO) - The office of YES not NO
The role of compliance should be to help organizations ensure that outcomes are achieved through proper governance and the management of...
Raimund Laqua
1 min read


Confessions of a QA Manager
This is a work of fiction. Names, characters, businesses, places, events, locales, and incidents are either the products of the author's...
Raimund Laqua
3 min read


Why is focusing on non-conformance missing the point?
Focusing on non-conformance is the first level of compliance. This involves meeting the prescriptive part of a regulation or industry...
Raimund Laqua
1 min read


Emergent Uncertainty
As systems improve we expect that the certainty of meeting objectives increases. Instead, what often happens is that systems become more...
Raimund Laqua
1 min read


Time to Upgrade your Navigational System
A compass helps you to stay on course as you head towards your destination provided the world is flat. However, a compass can never...
Raimund Laqua
1 min read


Is Compliance a Waste?
The value stream is where value is created but also waste which erodes the value of the products and services we are delivering. At a...
Raimund Laqua
2 min read


Integrated Regulatory and Compliance Taxonomy
To effectively meet compliance obligations, it is essential to differentiate regulatory and compliance demand according to their designs....
Raimund Laqua
1 min read


Risk-based Thinking – Quieting our Lizard Brain
Identifying risks and reacting to problems when they occur uses our "Lizard Brain" which is fast and needed for a fight and flight...
Raimund Laqua
1 min read


Digital Transformation - Exploiting the Power of Digital Technology
Over the last several decades companies have invested in paper-on-glass solutions as part of their digital progression. However, what...
Raimund Laqua
2 min read


Ideal Compliance
This is the perfect time of year to evaluate your compliance programs and make adjustments so that you achieve your objectives. However,...
Raimund Laqua
1 min read


Automating Responsibilities
Process automation tends to only focus on managing responsibilities that are involved in the completion of activity. As a result many...
Raimund Laqua
1 min read


Continuous Improvement Objectives
Companies of all sizes need: Processes to repeatedly execute steps in the creation of value Systems to ensure the consistent following of...
Raimund Laqua
1 min read
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