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COMPLIANCE
BLOG ARTICLES
Principles, Practices, & Insights


Mismatched Systems
The administration problem is primarily that of reducing uncertainty within the organizational system (Organizational Strategy,...
Raimund Laqua
1 min read


Systems Thinking
Machines, organizations, and communities include and are themselves part of systems. Systems Thinking Russell L. Ackoff, a pioneer in...
Raimund Laqua
3 min read


Project Success in the Presence of Change
Some say change is the only real constant in the universe – the one thing you can count on is that everything changes. However, there is...
Raimund Laqua
4 min read


Risk Management or Resilience
The concept of resilience is gaining traction particularly among those in highly-regulated, high-risk industries. In an ever changing...
Raimund Laqua
1 min read


To Address Systemic Risk You Need Systems Thinking
If your company uses an organizational chart it was most likely designed based on the factory model created by Fredrick Taylor who...
Raimund Laqua
4 min read


Risk Planning is Not Optional
What I have observed after reviewing risk management programs across diverse industries that include oil & gas, pipeline, medical device,...
Raimund Laqua
1 min read


Process Safety Management for the Digital Factory
With the increases in the number and severity of security breaches, digital factories could benefit from risk-based process safety...
Raimund Laqua
1 min read


Why you will never have an effective compliance program
Over the years I have observed that there is one reason that stands above all others as to why compliance programs fail and why they are...
Raimund Laqua
2 min read


Voluntary Information Sharing
Many of us participate in consumer platforms that collect and use data to improve their products, operations, and ultimately profits....
Raimund Laqua
1 min read


Safety Is Changing – Are You Ready?
Safety is changing and with it regulations, standards, and strategies. This is particularly the case in the area of people or worker...
Raimund Laqua
1 min read


Why all the fuss about nothing?
Non-conformance is not a thing, in fact it is actually nothing. Non-conformance is defined by what it is not (negation) against the...
Raimund Laqua
1 min read


How to Transform Culture
Culture is difficult to define and hard to measure, but without the right one a company cannot succeed. A common definition for culture...
Raimund Laqua
2 min read


LEAN - Lost in Translation
There are times when leadership sets their gaze on operations in order to better delight their customers, increase margins, or improve operational excellence. This gaze for many companies has translated into a journey of continuous improvement – the playground for LEAN. All across the world companies have embraced LEAN principles and practices in almost every business sector. In many cases, LEAN initiatives have produced remarkable results and for some created a new “way of o
Raimund Laqua
4 min read


How Structures Create Cultures
Professor Andrew Hopkins shares his insights on how organizational structure, communication, and habitual practices advance safety...
Raimund Laqua
1 min read


What is Management of Change
Change can be a significant source of risk. That is why compliance programs include a risk-based process for managing planned changes....
Raimund Laqua
8 min read


Turning Best Effort Into Best Outcome
When it comes to playing games where the goal is to have fun “Best Effort” is often applauded and even celebrated. We often hear...
Raimund Laqua
4 min read


Governance, Risk and Compliance
GRC is an acronym for: governance, risk, and compliance which originated from the management consulting world to describe processes...
Raimund Laqua
3 min read


Four Corners of the Obligation Map
4 types of obligations 4 compliance functions 4 purposes 4 measures
Raimund Laqua
1 min read


Compliance Needs to Operate as a Business
Compliance creates value by building trust when obligations are met and protects against the erosion of value when they are not. To...
Raimund Laqua
1 min read


Compliance versus Obligation Risks
When it comes to performance-based compliance you need to manage both compliance and obligation risk. Compliance risk are the effects of...
Raimund Laqua
1 min read


Holes in the System
It is only by anticipating, planning, and acting that prevents risks from becoming a reality.
Raimund Laqua
1 min read


How do you change culture?
There is much discussion these days about the need to create an improved safety culture particularly in high-risk, highly-regulated...
Raimund Laqua
1 min read


Compliance Excellence - A Road Less Traveled
There are many places in business where performance is critical and the drive to excel pushes organizations beyond their current limits...
Raimund Laqua
2 min read


Doing less maybe simpler, but rarely is it effective
Compliance functions tend to be lightly resourced and often overwhelmed doing the best they can to help organizations meet all their...
Raimund Laqua
3 min read
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