top of page
COMPLIANCE
BLOG ARTICLES
Principles, Practices, & Insights


Proactive Compliance
Compliance is much more than checking boxes and addressing non-conformance when it is discovered. It is about experiencing the benefits...
Raimund Laqua
1 min read


Compliance Goals
When we think about compliance we should also think about the goals we want to achieve. An important distinction we can make is between...
Raimund Laqua
1 min read


Compliance Chain Analysis
Harvard Business School's Michael E. Porter introduced the concept of a value chain in his book, " Competitive Advantage: Creating and...
Raimund Laqua
4 min read


What Will People Be Doing 20 Years from Now?
It is common nowadays to come across articles that claim that robots and AI will take over people's jobs. Some might even argue that this...
Raimund Laqua
4 min read


Tyrannical Compliance
Companies often consider compliance as a "necessary evil" rather than a "necessary good." They sometimes feel they are forced to comply...
Raimund Laqua
4 min read


The State of Digital Transformation
It is easy to be sympathetic with those developing digital technologies that are frustrated with the relatively slow adoption of digital...
Raimund Laqua
6 min read


Crossing The Ethical Chasm of Data Mining
Collecting evidence is an important aspect in providing assurance of compliance. This evidence often comes in the form of data and plenty...
Raimund Laqua
5 min read


Are You Being Nudged Into Compliance?
The answer is yes and you have been for some time. Nudging is broadly used today in many domains including governments to addresses...
Raimund Laqua
5 min read


Compliance Helps Companies Stay Within The Lines
Someone once asked the question, "why do cars have brakes?" The answer given was, "so they can go fast!" What brakes do for cars is what...
Raimund Laqua
5 min read


Compliance Compass To Make Certain You Are Always in Compliance
The Hoshin Kanri method is a popular LEAN approach used to align strategy with outcomes. It uses what is called an X-Matrix that...
Raimund Laqua
1 min read


API RP 1173 – Taking Ownership of Your Obligations
"Pipeline process management includes determination of needs throughout the pipeline life-cycle, provision of sufficient human and...
Raimund Laqua
4 min read


Four Steps to Proactive Compliance
More companies are becoming aware that they are too reactive when it comes to compliance. In my previous blog, I discussed four misuses...
Raimund Laqua
4 min read


Four Misuses of Audits
Audits were first adopted by financial institutions to identify and prevent fraud. Their focus was to test the integrity of accounting...
Raimund Laqua
4 min read


Ethical Compliance
Technology is advancing faster and further than our ability to keep up with the ethical implications. This applies also to the systems using
Raimund Laqua
7 min read


Problem with Risk Scores
Risk scores are commonly used to support risk-based decisions and are usually derived from a semi-quantitative analysis of the underlying...
Raimund Laqua
4 min read


Risk-Based CAPA?
Many companies are in the midst of adopting changes introduced by ISO 9001:2015. One of the most significant of these, is incorporating...
Raimund Laqua
3 min read


5 Ways Risk Management Has Changed
Recent revisions to compliance standards and regulations have introduced changes to the way we think about and manage risk. You can look...
Raimund Laqua
4 min read


Operational Risk: Where do risks come from?
Risk-based thinking is at the center of recent changes to compliance standards, guidelines, and regulations. One of the areas where...
Raimund Laqua
3 min read


RISK: Losing Your Social License
All too often companies find that they are only one accident, one explosion, one fatality, or one recall away from not only losing their...
Raimund Laqua
3 min read


ISO 9001:2015 – More Than Re-writing Procedures
Every company currently certified for ISO 9001 will need to re-certify at some point in time. This is an opportunity to go beyond just...
Raimund Laqua
4 min read


Overcoming Compliance Silos
Increasingly standards and regulatory bodies are promoting a holistic approach to compliance. However, many companies still implement...
Raimund Laqua
4 min read


Moving Compliance to the Performance Zone
Compliance is often viewed as a cost of doing business. However, instead of viewing compliance only as an expense and something to...
Raimund Laqua
3 min read


Why You Need a Compliance Architect
In a world of competing and overlapping compliance demands, siloed departments, and numerous stakeholders the role of an architect is...
Raimund Laqua
2 min read


2017 Compliance Program Survey
Help us better understand the state of compliance programs in your industry by participating in our 2017 Compliance Program Survey. This...
Raimund Laqua
1 min read
bottom of page