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COMPLIANCE
BLOG ARTICLES
Principles, Practices, & Insights


Places to Intervene in a System
Compliance systems are used to help companies stay between the lines as well as improve the certainty of meeting stakeholder obligations....
Raimund Laqua
2 min read


A Failure in Cybersecurity – Lack of Intention
When we hear the phrase cybersecurity many things may come to mind. You might think of such things as: Viruses and malware Email spam...
Raimund Laqua
4 min read


Two Kinds of Compliance Resiliency
Compliance resiliency is important to maintain compliance in response to changes to business or business climate. For organizations to...
Raimund Laqua
2 min read


Mission Report: 3 Years Later
Over 3 years ago we launched Lean Compliance in response to the lack of sustainable compliance effectiveness across mostly ever sector as...
Raimund Laqua
3 min read


Shaping Your Compliance Future
Pro-activity can be applied at any level within an organization. However, it is primarily the role of management programs achieved by...
Raimund Laqua
1 min read


The Problem with Assessments
Assessments are the fuel that power both step-wise and continuous improvement engines and this is no different when it comes to risk &...
Raimund Laqua
5 min read


Compliance Needs A New Mindset
After years under the tutelage of prescriptive rules and audits it is no wonder that the question of what and how to improve compliance...
Raimund Laqua
1 min read


Management Previews
When it comes to management-based standards and regulations they almost all include a requirement for Management Review. The purpose of a...
Raimund Laqua
1 min read


Outcome-based Specifications
The focus on value-based outcomes has become a dominant approach in the health care sector over the last few decades. It has also made...
Raimund Laqua
6 min read


Agile Compliance
Organizations of all shapes and sizes utilize systems to ensure that the right work gets done at the right time in the right way. In fact...
Raimund Laqua
2 min read


Better Compliance Done a Better Way
According to Albert Einstein: Insanity is doing the same thing over and over again and expecting different results. And yet, that is...
Raimund Laqua
3 min read


Are You Auditing What Really Matters?
Audits have been used for many years to confirm the integrity of financial statements and that proper accounting procedures have been...
Raimund Laqua
4 min read


Problem-solving in Highly-regulated, High-risk Industries
The practice of continuous improvement is gaining traction within an across all industries. It goes by different names such as:...
Raimund Laqua
4 min read


Essential Properties For A Managed Pipeline Safety Program
The topic of what is essential is on the minds of many individuals, organizations, and governments certainly with respect to navigating...
Raimund Laqua
9 min read


Pro-activity is the Key to Addressing Risk
To meet all your obligations at the speed of risk you must be proactive which is characterized by focusing more on: Forward Planning over...
Raimund Laqua
1 min read


Risk Based process Safety During Disruptive Times
The Center for Chemical Process Safety (CCPS) recently published a monograph that provides insights for managing Process Safety during ...
Raimund Laqua
1 min read


The Pursuit of Opportunities in the Presence of Uncertainty
In this article I want to discuss what is going on with the COVID-19 pandemic with respect to risk. The first risk will be what every one...
Raimund Laqua
5 min read


2020 The State of Risk Oversight
NC State University each year publishes their research on the state of risk oversight. The latest version is available reflecting input...
Raimund Laqua
2 min read


Capabilities Driven Business Canvas
A principle that is easily forgotten is that to change outcomes you need to change your capabilities. Michael Porter's value chain...
Raimund Laqua
1 min read


The Four Cornerstones of Resilience
Erik Hollnagel writes in the book Resilience Engineering (2009) that companies are resilient if they are: able to adjust their...
Raimund Laqua
1 min read


NEW COMPLIANCE RESILIENCY PROGRAM
Companies need effective risk & compliance systems to ensure they stay between the lines during normal operations and even more so during...
Raimund Laqua
1 min read


Uncertainty and Risk
This event has already occurred. Given that uncertainty and risk are on everyone's minds we have decided to go ahead and offer this...
Raimund Laqua
1 min read


Gratitude
I was thinking this morning about all the ways that life is able to go on even in the midst and you might say in spite of the corona...
Raimund Laqua
1 min read


A Hidden and Untapped Reserve
One of the ways we contend with uncertainty is by having reserves. These are additional resources that can be made available to address a...
Raimund Laqua
1 min read
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