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COMPLIANCE
BLOG ARTICLES
Principles, Practices, & Insights


Maintaining Safe Operations
As COVID-19 continues to spread across the world so do the impacts on personnel as well as operational safety. There are a number of...
Raimund Laqua
4 min read


Where to Start Being Proactive
In a previous webinar I was asked this question with respect to compliance: Question: What would be the one area of an organization to...
Raimund Laqua
1 min read


Antifragile - the solution to aleatory uncertainty
When it comes to contending with risk it is important to have an understanding of the nature of uncertainty – the root cause of risk....
Raimund Laqua
5 min read


Risk-based SIPOC
Everything happens in the presence of uncertainty so make sure your process plan is a risk-adjusted plan. #riskmanagement
Raimund Laqua
1 min read


A Safety Management System for Everyone
Adopting a Safety Management System (SMS) has typically required significant resources, large teams, and expensive technologies and...
Raimund Laqua
5 min read


Seeking the Wrong Goal
When it comes to systems the goals we choose greatly affect the outcomes that are obtained. This is particularly true when it comes to...
Raimund Laqua
3 min read


The Risk and Compliance Problem
The risk and compliance problem: Companies are too reactive. Prescriptive policies, standards and regulations do not adequately protect...
Raimund Laqua
1 min read


Total Safety Management
Many companies will be familiar with the terms Total Quality Management (TQM), or Total Production System (TPS). They began initially to...
Raimund Laqua
3 min read


The Dilution of Compliance
Dilution can be defined as "the process or action of making something less strong or valuable." Over the years I have experienced this...
Raimund Laqua
3 min read


A Measure of Integrity
Organizations and individuals make promises to meet obligations of all kinds. These might be in the form of duties, commitments,...
Raimund Laqua
2 min read


Compliance Now Requires a Design
Safety performance is improved when organizations take a comprehensive and systemic view of their safety efforts. This requires different...
Raimund Laqua
3 min read


A Better Way to Implement Purposeful Systems
Many companies run out of time, money, and motivation before results are achieved and outcomes are improved. This is often the case when...
Raimund Laqua
1 min read


System Improvement Requires Non-linear Thinking and Actions
Many companies apply linear thinking and steps when attempting to improve their risk and compliance systems. As a result they never reach...
Raimund Laqua
1 min read


Towards a Systems KAIZEN
LEAN uses the Japanese word KAIZEN (change for the better) to communicate its intent with respect to continuous improvement. KAIZEN is a...
Raimund Laqua
4 min read


Is Risk Real?
For those who have been to Toronto, Canada you will know that one of the places you are likely to visit is the CN Tower. It remains as...
Raimund Laqua
3 min read


Operational Readiness
Are your systems operational and capable to meet all your performance and outcome-based obligations this year? Companies that take...
Raimund Laqua
1 min read


Cybernetic Control
Are your risk and compliance controls capable to keep you between lines? The purpose of risk and compliance is to keep companies...
Raimund Laqua
2 min read


Proactive Planning
Does your approach to planning adequately address performance and outcome-based obligations?
Raimund Laqua
1 min read


Risk-based Continuous Improvement
Does your improvement process properly contend with uncertainty and risk? Continuous improvement in the form of Deming's wheel...
Raimund Laqua
2 min read


The Uncertainty of Cause and Effect
The causality model chosen to describe a system often leads to specific methods and tools to address uncertainty and risk. This may...
Raimund Laqua
1 min read


The Regulatory Tsunami
In recent years many in the compliance industry have observed a shift in regulation from prescriptive to performance and outcome-based designs. What we are seeing is only the beginning of a trickle down effect emerging from regulatory reform over the last few decades across regulatory jurisdictions and across the world. During this time an increasing number of regulatory bodies have started to modernized the function of regulation, its processes and practices, and how regulat
Raimund Laqua
7 min read


Rasmussen's Risk Management Framework
At a fundamental level compliance programs protect the value stream from threats that hinder the creation of value. Each program contributes to keeping the value chain safe from various risk including: quality risk, occupational safety risk, security risk, and so on. These programs are socio-technical in nature in that they recognize the interaction between people and technology often across multiple levels of organization. Rasmussen's Risk Management Framework (also known as
Raimund Laqua
4 min read


System Dynamics
System dynamics (SD) according to the System Dynamics Society is a computer aided approach to policy analysis and design. It applies ...
Raimund Laqua
2 min read


Motivations
Decision makers today are often faced with making decisions that cross multiple dimensions and where uncertainty and risk are present....
Raimund Laqua
3 min read
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