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COMPLIANCE
BLOG ARTICLES
Principles, Practices, & Insights


Emergent Uncertainty
As systems improve we expect that the certainty of meeting objectives increases. Instead, what often happens is that systems become more...
Raimund Laqua
1 min read


Ideal Compliance
This is the perfect time of year to evaluate your compliance programs and make adjustments so that you achieve your objectives. However,...
Raimund Laqua
1 min read


Are we there yet?
When my children were younger we would regularly go on road trips to visit family. Five minutes after leaving the house they would start...
Raimund Laqua
2 min read


Managing Risks caused by Cost Reductions
Cost reduction programs while sometimes necessary all too often end up removing value and expose companies to unnecessary risk. Deferring...
Raimund Laqua
2 min read


API RP 1173 – Taking Ownership of Your Obligations
"Pipeline process management includes determination of needs throughout the pipeline life-cycle, provision of sufficient human and...
Raimund Laqua
4 min read


Four Steps to Proactive Compliance
More companies are becoming aware that they are too reactive when it comes to compliance. In my previous blog, I discussed four misuses...
Raimund Laqua
4 min read


Four Misuses of Audits
Audits were first adopted by financial institutions to identify and prevent fraud. Their focus was to test the integrity of accounting...
Raimund Laqua
4 min read


Operational Risk: Where do risks come from?
Risk-based thinking is at the center of recent changes to compliance standards, guidelines, and regulations. One of the areas where...
Raimund Laqua
3 min read


ISO 9001:2015 – More Than Re-writing Procedures
Every company currently certified for ISO 9001 will need to re-certify at some point in time. This is an opportunity to go beyond just...
Raimund Laqua
4 min read


Why You Need a Compliance Architect
In a world of competing and overlapping compliance demands, siloed departments, and numerous stakeholders the role of an architect is...
Raimund Laqua
2 min read


Compliance Process Modeling
Process modeling is necessary to design, implement, and improve compliance. Many of the techniques and approaches used today are based on...
Raimund Laqua
3 min read


Managing Compliance Obligations
It is common for companies these days to have several programs to manage both mandatory requirements and voluntary commitments in...
Raimund Laqua
2 min read


Managing Risk During Lean Improvements
LEAN approaches have been used across many industries for decades with great success. However, there are some industries were using LEAN...
Raimund Laqua
3 min read


Where to Make Compliance Improvements
Compliance programs, systems, and processes are often used interchangeably when referring to improvements. However, there are important...
Raimund Laqua
4 min read


How To Conduct Scoping Interviews to Manage Personnel Changes
Changes to safety-critical positions in regulated industries must follow a process to manage risks associated with transitioning a new...
Raimund Laqua
4 min read


5 Multipliers To Increase Compliance Advantage
In a previous blog, I outlined 5 threats to compliance. In this blog, I will look at how to address them. At first glance, it may seem...
Raimund Laqua
2 min read


Why Compliance is Falling Behind
Meeting compliance is critical to those that work in highly regulated industries and specifically to those that are responsible for...
Raimund Laqua
3 min read


What Benefit Does MOC Technology Provide?
Many organizations are required to have a Management of Change (MOC) procedure to manage risks introduced by planned changes to assets,...
Raimund Laqua
2 min read


IS EDM DEAD?
Business processes require information to produce the desired outcomes. This information comes in various forms and is used in a variety...
Raimund Laqua
7 min read


LEAN Paradox - Specialists versus Generalists
In a world that values specialists, individual workmanship and personal accountability the LEAN culture can seem foreign, threatening and...
Raimund Laqua
2 min read


Critical Defeats - Managing the Last Line of Defense
Process safety refers to a systematic approach within industries to prevent and mitigate the occurrence of hazardous incidents and...
Raimund Laqua
3 min read


To Maintain Safety it is Necessary to Properly Transition Safety-Critical Roles
Keeping people, processes, and the environment safe during facility changes is important to most companies and is a central part of every...
Raimund Laqua
2 min read


To Achieve Better Outcomes We Need to Pursue Outcomes that are Better
Continuous improvement is important and necessary to maintain sustainable programs. However, all too often, the pursuit of improvements...
Raimund Laqua
2 min read


Reducing Compliance Debt Caused by Deferred Maintenance
Maintaining a facility, pipeline, or process is essential to operate safely. A key component of this is to choose the right maintenance...
Raimund Laqua
3 min read
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