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COMPLIANCE
BLOG ARTICLES
Principles, Practices, & Insights


Ethical Compliance
Technology is advancing faster and further than our ability to keep up with the ethical implications. This applies also to the systems using
Raimund Laqua
7 min read


Problem with Risk Scores
Risk scores are commonly used to support risk-based decisions and are usually derived from a semi-quantitative analysis of the underlying...
Raimund Laqua
4 min read


Risk-Based CAPA?
Many companies are in the midst of adopting changes introduced by ISO 9001:2015. One of the most significant of these, is incorporating...
Raimund Laqua
3 min read


5 Ways Risk Management Has Changed
Recent revisions to compliance standards and regulations have introduced changes to the way we think about and manage risk. You can look...
Raimund Laqua
4 min read


Operational Risk: Where do risks come from?
Risk-based thinking is at the center of recent changes to compliance standards, guidelines, and regulations. One of the areas where...
Raimund Laqua
3 min read


RISK: Losing Your Social License
All too often companies find that they are only one accident, one explosion, one fatality, or one recall away from not only losing their...
Raimund Laqua
3 min read


ISO 9001:2015 – More Than Re-writing Procedures
Every company currently certified for ISO 9001 will need to re-certify at some point in time. This is an opportunity to go beyond just...
Raimund Laqua
4 min read


Overcoming Compliance Silos
Increasingly standards and regulatory bodies are promoting a holistic approach to compliance. However, many companies still implement...
Raimund Laqua
4 min read


Moving Compliance to the Performance Zone
Compliance is often viewed as a cost of doing business. However, instead of viewing compliance only as an expense and something to...
Raimund Laqua
3 min read


Why You Need a Compliance Architect
In a world of competing and overlapping compliance demands, siloed departments, and numerous stakeholders the role of an architect is...
Raimund Laqua
2 min read


2017 Compliance Program Survey
Help us better understand the state of compliance programs in your industry by participating in our 2017 Compliance Program Survey. This...
Raimund Laqua
1 min read


Compliance Process Modeling
Process modeling is necessary to design, implement, and improve compliance. Many of the techniques and approaches used today are based on...
Raimund Laqua
3 min read


Managing Compliance Obligations
It is common for companies these days to have several programs to manage both mandatory requirements and voluntary commitments in...
Raimund Laqua
2 min read


Managing Risk During Lean Improvements
LEAN approaches have been used across many industries for decades with great success. However, there are some industries were using LEAN...
Raimund Laqua
3 min read


Where to Make Compliance Improvements
Compliance programs, systems, and processes are often used interchangeably when referring to improvements. However, there are important...
Raimund Laqua
4 min read


How To Conduct Scoping Interviews to Manage Personnel Changes
Changes to safety-critical positions in regulated industries must follow a process to manage risks associated with transitioning a new...
Raimund Laqua
4 min read


5 Multipliers To Increase Compliance Advantage
In a previous blog, I outlined 5 threats to compliance. In this blog, I will look at how to address them. At first glance, it may seem...
Raimund Laqua
2 min read


Why Compliance is Falling Behind
Meeting compliance is critical to those that work in highly regulated industries and specifically to those that are responsible for...
Raimund Laqua
3 min read


IS EDM DEAD?
Business processes require information to produce the desired outcomes. This information comes in various forms and is used in a variety...
Raimund Laqua
7 min read


Improving the Management of Technical Information
Compliance programs depend on up to date technical information to support each process. This information includes such things as: process...
Raimund Laqua
3 min read


Do You Need A Different System For Each Regulation?
The need to comply with regulations and standards is a necessary part of every business. In fact, companies need to comply with several...
Raimund Laqua
2 min read


Does Compliance Hinder Innovation?
Innovation is necessary for growth and often requires that risks are taken. However, a common sentiment is that compliance is getting in...
Raimund Laqua
3 min read


Creating Space for Compliance
If you are a Star Wars fan, you could call this "Creating balance in the 'work' force." Finding ways to accommodate new and changing...
Raimund Laqua
1 min read
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