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Compliance Principles, Practices, & Insights


A Burning Platform of Reactive Compliance
Do we now have a burning platform with respect to reactive compliance? On May 16 2018, a report was published following a review led by...
Raimund Laqua
2 min read


The Two Towers of Safety: Be Safe, Act Safe
When it comes to safety there are two schools of thought. The oldest one is focused on behavior and its by-line is, "Act Safe." This is...
Raimund Laqua
3 min read


Problems Are Our Friends
Back when I was in high school I had a teacher that would always say, "problems are our friend." At the time I didn't get it, probably...
Raimund Laqua
2 min read


Integrated Risk Assessment
In response to increasing and often overlapping requirements from standards and regulatory bodies, many companies are looking to...
Raimund Laqua
1 min read


Where to add Proactive Processes
"Proactivity is a process that can be applied to any set of actions through anticipating, planning, and striving to have an impact." ...
Raimund Laqua
1 min read


Lord of the Risks – The Two Towers: Productivity and Compliance
Those who have been following me might be aware of my presentations on demystifying risk entitled, Lord of The Risks – Defeating the...
Raimund Laqua
5 min read


Where you aim determines what you achieve
Rule # 2 - Take Ownership of All Your Obligations Being proactive with your compliance begins with taking ownership of all your...
Raimund Laqua
1 min read


Minimal Viable Performance (MVP)
Minimal Viable Compliance / Performance Outcomes are the effects of capabilities which means that if you want to advance your outcomes...
Raimund Laqua
1 min read


Capabilities Maturity Model for Compliance
Increasingly, we have observed that regulatory and standards bodies are expecting companies to use capability maturity models to improve...
Raimund Laqua
2 min read


Operating in the Presence of Uncertainty
Every business operates in the presence of uncertainty. This uncertainty creates the opportunity for risk. Compliance programs buy down...
Raimund Laqua
1 min read


Managing Compliance Obligations
Obligations come from many sources that include: regulations, standards, policies, mission and value statements, programs, processes, and...
Raimund Laqua
1 min read


Improving Management Systems
Almost all compliance initiatives depend on management systems to ensure obligations are met. This applies to safety, quality,...
Raimund Laqua
1 min read


Compliance Beetle Template
Turtle diagrams are often used to document processes in support of ISO standards and guidelines. However, they tend not to include...
Raimund Laqua
1 min read


Bow Tie Template
To help you achieve your outcomes we are offering a free copy of our Bow-Tie Analysis PowerPoint template. Our template incorporates...
Raimund Laqua
1 min read


Compliance Performance
Ethical and proactive organizations are those that invest in improving their compliance performance and see it as an advantage in...
Raimund Laqua
1 min read


Not All Risks Matter
There is never enough time, knowledge, or resources to contend with all the risks that a company faces. Therefore, they must choose which...
Raimund Laqua
1 min read


Is your Scorecard Balanced?
Every plan, business, or endeavour happens in the presence of uncertainty. That is why your value chain needs to operate between the...
Raimund Laqua
1 min read


If Opportunity Doesn't Knock, Build a Door
If opportunity doesn’t knock, build a door – Milton Berle There is ample evidence that employees do not just wait for life to happen to...
Raimund Laqua
2 min read


Balanced Scorecard for Growth
Balanced scorecards help companies track performance. In today's marketplace characterized by digital disruption you need to make sure...
Raimund Laqua
1 min read


5 Questions You Must Answer to Improve Your Compliance
The goal of a compliance program is to improve the level of compliance of an organization. This differs from the goal of a compliance...
Raimund Laqua
1 min read


Are you Safe?
It is often when new recruits are hired that although they are trained on the new processes and procedures (which takes time) they will...
Raimund Laqua
1 min read


Compliance Management Office (CMO) - The office of YES not NO
The role of compliance should be to help organizations ensure that outcomes are achieved through proper governance and the management of...
Raimund Laqua
1 min read


Why is focusing on non-conformance missing the point?
Focusing on non-conformance is the first level of compliance. This involves meeting the prescriptive part of a regulation or industry...
Raimund Laqua
1 min read


Emergent Uncertainty
As systems improve we expect that the certainty of meeting objectives increases. Instead, what often happens is that systems become more...
Raimund Laqua
1 min read
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