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COMPLIANCE
BLOG ARTICLES
Principles, Practices, & Insights


Shaping Your Compliance Future
Pro-activity can be applied at any level within an organization. However, it is primarily the role of management programs achieved by...
Raimund Laqua
1 min read


Management Previews
When it comes to management-based standards and regulations they almost all include a requirement for Management Review. The purpose of a...
Raimund Laqua
1 min read


Better Compliance Done a Better Way
According to Albert Einstein: Insanity is doing the same thing over and over again and expecting different results. And yet, that is...
Raimund Laqua
3 min read


Problem-solving in Highly-regulated, High-risk Industries
The practice of continuous improvement is gaining traction within an across all industries. It goes by different names such as:...
Raimund Laqua
4 min read


Pro-activity is the Key to Addressing Risk
To meet all your obligations at the speed of risk you must be proactive which is characterized by focusing more on: Forward Planning over...
Raimund Laqua
1 min read


Proactive Planning
Does your approach to planning adequately address performance and outcome-based obligations?
Raimund Laqua
1 min read


Risk-based Continuous Improvement
Does your improvement process properly contend with uncertainty and risk? Continuous improvement in the form of Deming's wheel...
Raimund Laqua
2 min read


Rasmussen's Risk Management Framework
At a fundamental level compliance programs protect the value stream from threats that hinder the creation of value. Each program contributes to keeping the value chain safe from various risk including: quality risk, occupational safety risk, security risk, and so on. These programs are socio-technical in nature in that they recognize the interaction between people and technology often across multiple levels of organization. Rasmussen's Risk Management Framework (also known as
Raimund Laqua
4 min read


Risk Planning is Not Optional
What I have observed after reviewing risk management programs across diverse industries that include oil & gas, pipeline, medical device,...
Raimund Laqua
1 min read


Compliance Excellence - A Road Less Traveled
There are many places in business where performance is critical and the drive to excel pushes organizations beyond their current limits...
Raimund Laqua
2 min read


Two Steps Forward Three Steps Back
I have spent most of my career building information and management systems in support of engineering, compliance, and mission critical...
Raimund Laqua
3 min read


Problems Are Our Friends
Back when I was in high school I had a teacher that would always say, "problems are our friend." At the time I didn't get it, probably...
Raimund Laqua
2 min read


Where to add Proactive Processes
"Proactivity is a process that can be applied to any set of actions through anticipating, planning, and striving to have an impact." ...
Raimund Laqua
1 min read


Lord of the Risks – The Two Towers: Productivity and Compliance
Those who have been following me might be aware of my presentations on demystifying risk entitled, Lord of The Risks – Defeating the...
Raimund Laqua
5 min read


Why we need Compliance Excellence
Continuous Improvement (CI) is an essential part of operational excellence to increase the performance of operational processes used in...
Raimund Laqua
4 min read


If Opportunity Doesn't Knock, Build a Door
If opportunity doesn’t knock, build a door – Milton Berle There is ample evidence that employees do not just wait for life to happen to...
Raimund Laqua
2 min read


Compliance Management Office (CMO) - The office of YES not NO
The role of compliance should be to help organizations ensure that outcomes are achieved through proper governance and the management of...
Raimund Laqua
1 min read


Why is focusing on non-conformance missing the point?
Focusing on non-conformance is the first level of compliance. This involves meeting the prescriptive part of a regulation or industry...
Raimund Laqua
1 min read


Continuous Improvement Objectives
Companies of all sizes need: Processes to repeatedly execute steps in the creation of value Systems to ensure the consistent following of...
Raimund Laqua
1 min read


Proactive GRC
GRC is an acronym used to describe three functions: governance, risk, and compliance. The use of GRC originated from the management...
Raimund Laqua
4 min read


Bow Ties are Cool and Effective
There might be some who read my posts who are also Doctor Who fans and get the reference to bow ties being cool. However, even if you...
Raimund Laqua
3 min read


Moving Beyond the Conformance Zone
One of the challenges companies face when addressing compliance is its dynamic nature – compliance is never at rest. Even when you decide...
Raimund Laqua
2 min read


Compliance – The Road Less Traveled
Compliance can either be a "necessary evil" or a "necessary good". The path you choose will determine: whether you are reactive or...
Raimund Laqua
2 min read
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