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COMPLIANCE
BLOG ARTICLES
Principles, Practices, & Insights


Interview with the Founder
The following questions were asked in an interview with Raimund Laqua, Founder and Chief Compliance Engineer at Lean Compliance. 1. What...
Raimund Laqua
3 min read


The Problem With Safety
Recently, I spoke with a safety expert who has worked for several decades in the safety industry. During this time he provided training,...
Raimund Laqua
3 min read


What Is Your MOC Maturity Index?
MOC Maturity Index Change can be (and often is) a significant source of new risk. As a result, many companies have implemented the basics...
Raimund Laqua
1 min read


You May Be Using The Wrong Compliance Software And Here's Why
Management systems are efficient at what they do, that is, doing the same thing the same way over and over again. What they tend not to...
Raimund Laqua
2 min read


Playing the Compliance Game
When we consider compliance we often think of being compelled by regulation to follow an arbitrary set of rules that get in the way of...
Raimund Laqua
1 min read


Continuous Value requires Continuous Compliance
Increasingly, companies are adopting continuous improvement driven by several methodologies that include LEAN and AGILE. However, the...
Raimund Laqua
2 min read


How effective is your compliance program at buying down risk?
Compliance is fundamentally about reducing stakeholder risk: risk to quality, risk to safety, risk to the environment, and ultimately...
Raimund Laqua
2 min read


Proactive GRC
GRC is an acronym used to describe three functions: governance, risk, and compliance. The use of GRC originated from the management...
Raimund Laqua
4 min read


Bow Ties are Cool and Effective
There might be some who read my posts who are also Doctor Who fans and get the reference to bow ties being cool. However, even if you...
Raimund Laqua
3 min read


The Human Side of Compliance
The purpose given for companies is often stated as making profit. However, companies can exist for a greater purpose. They can exist to...
Raimund Laqua
2 min read


Moving Beyond the Conformance Zone
One of the challenges companies face when addressing compliance is its dynamic nature – compliance is never at rest. Even when you decide...
Raimund Laqua
2 min read


Are we there yet?
When my children were younger we would regularly go on road trips to visit family. Five minutes after leaving the house they would start...
Raimund Laqua
2 min read


Compliance – The Road Less Traveled
Compliance can either be a "necessary evil" or a "necessary good". The path you choose will determine: whether you are reactive or...
Raimund Laqua
2 min read


Leading Health Systems Innovation
Like other sectors, health care also requires innovation. Current models are based on a reactive and transactional approach to how health...
Raimund Laqua
3 min read


Compliance Chain Analysis
Harvard Business School's Michael E. Porter introduced the concept of a value chain in his book, " Competitive Advantage: Creating and...
Raimund Laqua
4 min read


Tyrannical Compliance
Companies often consider compliance as a "necessary evil" rather than a "necessary good." They sometimes feel they are forced to comply...
Raimund Laqua
4 min read


The State of Digital Transformation
It is easy to be sympathetic with those developing digital technologies that are frustrated with the relatively slow adoption of digital...
Raimund Laqua
6 min read


Crossing The Ethical Chasm of Data Mining
Collecting evidence is an important aspect in providing assurance of compliance. This evidence often comes in the form of data and plenty...
Raimund Laqua
5 min read


Are You Being Nudged Into Compliance?
The answer is yes and you have been for some time. Nudging is broadly used today in many domains including governments to addresses...
Raimund Laqua
5 min read


Compliance Helps Companies Stay Within The Lines
Someone once asked the question, "why do cars have brakes?" The answer given was, "so they can go fast!" What brakes do for cars is what...
Raimund Laqua
5 min read


Compliance Compass To Make Certain You Are Always in Compliance
The Hoshin Kanri method is a popular LEAN approach used to align strategy with outcomes. It uses what is called an X-Matrix that...
Raimund Laqua
1 min read


API RP 1173 – Taking Ownership of Your Obligations
"Pipeline process management includes determination of needs throughout the pipeline life-cycle, provision of sufficient human and...
Raimund Laqua
4 min read


Four Steps to Proactive Compliance
More companies are becoming aware that they are too reactive when it comes to compliance. In my previous blog, I discussed four misuses...
Raimund Laqua
4 min read


Four Misuses of Audits
Audits were first adopted by financial institutions to identify and prevent fraud. Their focus was to test the integrity of accounting...
Raimund Laqua
4 min read
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