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COMPLIANCE
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Principles, Practices, & Insights


From Chairs to AI: Defining What Is Artificial Intelligence
“In our world," said Eustace, "a star is a huge ball of flaming gas." Even in your world, my son, that is not what a star is, but only...
Raimund Laqua
3 min read


Achieving Success in Compliance: Three Key Strategies
A common problem facing organizations in highly regulated, high-risk environments is how to properly govern their operations to ensure...
Raimund Laqua
11 min read


Top Challenges Facing Compliance Officers
An important role of compliance officers is keeping an organization operating between the lines and ahead of risk. It's unsurprising that...
Raimund Laqua
4 min read


Mastering Proactivity: A Guide to Achieving Your Goals
Proactivity is a powerful tool that can help you achieve your desired outcomes. Proactivity is more than a mindset or an attitude. It's...
Raimund Laqua
3 min read


Stopping AI from Lying
Recently, I asked Microsoft’s Copilot to describe "Lean Compliance." I knew that information about Lean Compliance used in current...
Raimund Laqua
2 min read


For Compliance to Change It Must Raise Its Standard
Compliance in many circles is viewed as a solved problem. Organizations declare their compliance by attestation, verified by internal...
Raimund Laqua
1 min read


Keep Humans In The Loop
When it comes to AI we must: Keep Humans In The Loop When there is a chance of harm, the decision to proceed is an ethical choice and can...
Raimund Laqua
1 min read


AI Risks Document-Centric Compliance
For domains where compliance is "document-centric" focused on procedural conformance the use of AI poses significant risk due to...
Raimund Laqua
4 min read


How to Make Things More Certain
Author's note: In the pursuit of improving anything, we need to explore the edge of our understanding. This is no different when it...
Raimund Laqua
4 min read


Is your compliance software hindering your effectiveness?
Technology is a pervasive force that significantly influences our lives in various ways, particularly with the widespread integration of...
Raimund Laqua
1 min read


Hacking Reactivity in Pursuit of Future Goals
Over the last several years I have written, along with others, concerning the need for compliance to be more proactive. This is set...
Raimund Laqua
4 min read


What Prevents Compliance From Failing?
Jame Clear, author of Atomic Habits, writes: “You do not rise to the level of your goals, You fall to the level of your systems” He is...
Raimund Laqua
1 min read


One Day or Day 1
Many organizations recognize that meeting all their obligations and staying ahead of risk requires adopting a holistic, proactive, and...
Raimund Laqua
1 min read


Operational Compliance
The cybernetics law of Inevitable Ethical Inadequacy is simply stated as, “If you don’t specify that you require a secure ethical system,...
Raimund Laqua
2 min read


Why Compliance Might Be Caught In A Trap
Over the years I learned that many organizations increasingly find they are not able to keep up with all their compliance obligations. On...
Raimund Laqua
2 min read


How Do You Feel About Compliance?
When it comes to practising compliance it often feels like driving a car, or more precisely a standard (small pun intended), one with a...
Raimund Laqua
2 min read


What’s Missing From Compliance - It’s Not What You Think.
When it comes to compliance, there are numerous obstacles that can hinder success, and it is vital to avoid or eliminate them. However,...
Raimund Laqua
2 min read


The Fallacy of Proactive Risk Management
In recent months there's a buzzword that has been circulating: "Proactive Risk Management." While it may seem like a term that denotes a...
Raimund Laqua
2 min read


Meeting Obligations Requires More Than Following The Rules
Not all obligations are the same or require the same capabilities and approaches to satisfy. One way to understand obligations is to...
Raimund Laqua
2 min read


Operationalizing Obligations: A Guide to Policy Deployment using Hoshin Kanri
Ensuring that organizational obligations and policies are effectively deployed and upheld is a critical task. This is where Hoshin Kanri, a Lean practice, comes into play. Hoshin Kanri offers a structured approach to operationalize obligations across organizations, providing a roadmap to align objectives, ensure accountability, and drive continuous improvement. In this blog post, we will delve into the framework of policy deployment using Hoshin Kanri, shedding light on its k
Raimund Laqua
3 min read


Compliance Maturity: Embracing the Long-Term
In today’s world, where instant gratification often takes precedence, it's easy to fall into the trap of taking a short-term view of life...
Raimund Laqua
3 min read


Thoughts about AI
I was listening to a podcast recently where Mo Gawdat (ex-google CBO) was interviewed and asked about his thoughts concerning AI. Here...
Raimund Laqua
2 min read


Measuring Compliance Reliability and Effectiveness
In today’s world of compliance, organizations face a dual challenge: not only must they faithfully adhere to regulations, but they must...
Raimund Laqua
4 min read


Leaders Need To Lead, Not Manage
True leadership demands pro-activity—anticipating, planning, and actively steering an organization toward its desired goals. This...
Raimund Laqua
4 min read
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