top of page
COMPLIANCE
BLOG ARTICLES
Principles, Practices, & Insights


Will Your Next Compliance Expert be AI?
In this post we take a look at a new AI technology called ChatGPT from OpenAI. It can answer many of your questions, code for you, and...
Raimund Laqua
2 min read


Top 10 Compliance Priorities for 2023
As the year comes to a close we identified 10 compliance priorities for 2023 to keep you between the lines and ahead of risk. You can...
Raimund Laqua
1 min read


A Management Standard for ESG Obligations
You do not have to wait for an ESG management standard before you start managing your ESG obligations. Obligations associated with...
Raimund Laqua
1 min read


The Value of a Program and Coach
Getting into shape is not very different from getting into compliance. Sometimes (most often) you need the help of a program and a coach...
Raimund Laqua
2 min read


How to align operational objectives with organizational values
When it comes to operations an important goal is to achieve and maintain consistency of work. Standardized work is essential for the...
Raimund Laqua
2 min read


Measuring Compliance Effectiveness
Establishing and maintaining compliance is an objective of many organizations. However, many do not measure the effectiveness of their...
Raimund Laqua
2 min read


Developing an Environmental Golden Thread - Part 1 (Using a DSM)
In this blog post we walk through the approach developed by Marissa Kephart in collaboration with Lean Compliance to define a golden thread of assurance for an environmental program. In this post we look at the use of a Dependency (or Design) Structure Matrix (DSM) to better understand the interactions of The12 Environmental Pillars (download them here ), which interactions are essential, and which ones contribute the most to overall program effectiveness. This informatio
Raimund Laqua
9 min read


How to perform Gemba Walks for the Information Factory
LEAN teaches that it is important to go to the Gemba – the scene of the crime, so to speak, before we decide on what to change. This is...
Raimund Laqua
2 min read


Operational Rings of Power
Three operational rings power organizations towards total value from their GRC, ESG, Quality, Security, Regulatory, Ethics, and compliance investments, even when facing uncertainty
Raimund Laqua
1 min read


Not All Rocks Are Obstacles
“Not all those who wander are lost” - Gandalf, LOTR We cannot always know what a thing is without first knowing how it relates to our...
Raimund Laqua
2 min read


A Problem with Compliance Standards
When we adopt a standard we find that it inevitably judges what we are currently doing. That is what good standards do. They are a...
Raimund Laqua
1 min read


Culture Eats Tools For Breakfast
We have all heard that culture eats strategy for breakfast (Peter Drucker). What we may not have heard is that the same holds true when...
Raimund Laqua
5 min read


How To Strengthen Your Ability To Drive Compliance Improvements
In this post we consider a question that we are often asked: "How do we strengthen our ability to drive compliance improvements in our...
Raimund Laqua
3 min read


Which Problem Should Compliance Be Solving?
The question that compliance should be asking is not how do we move from spreadsheets to automation but rather how do achieve better...
Raimund Laqua
1 min read


A Cure For Compliance Blindness
When life is uncertain we are blind to what may lie ahead. As a result we are more likely to bump into things, fall in a hole, or any...
Raimund Laqua
2 min read


The Trouble With Zero
Over the years I have heard many voice their concerns about using zero as a goal or target. This voice seems loudest in the safety...
Raimund Laqua
4 min read


Which Organizations Do Compliance Better?
In this blog post we look at answers from two representative companies to the question: What is the status of your compliance? Both...
Raimund Laqua
3 min read


Management Systems - Concept of Operations (CONOPS)
To contend with compliance, operational, and technical uncertainty, organizations often adopt management systems standards such as ISO...
Raimund Laqua
3 min read


The Key To Making Risk-based Compliance Decisions
When it comes to making compliance decisions many organizations will consider the cost and what they can afford. This will include...
Raimund Laqua
2 min read


Is Compliance Asking The Right Question?
Instead of in or out the question should be how close and which direction are we heading. Organizations are periodically asked to attest...
Raimund Laqua
2 min read


Failure of Assurance Systems
When it comes to meeting obligations the assurance function needs to provide more than just a feeling of confidence. It must provide a...
Raimund Laqua
2 min read


Compliance Programs and Systems
What do quality, safety, security, sustainability, environmental, regulatory and ethics programs have in common ? All these programs ...
Raimund Laqua
1 min read


When The Internet Is The Hazard
We have come along way since the early days of the internet when the world was your oyster and the only risk was the risk of not going...
Raimund Laqua
5 min read


A Credible Program Needs A Credible Plan
Complying with regulatory acts is not optional and ignorance of the law is not a defence. A credible compliance program will help...
Raimund Laqua
4 min read
bottom of page