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COMPLIANCE
BLOG ARTICLES
Principles, Practices, & Insights


Are You Neglecting Your Compliance Boundary?
When it comes to compliance there is a boundary that exists between what is inside an organization and what is outside. This compliance...
Raimund Laqua
2 min read


Two Kinds of Compliance Resiliency
Compliance resiliency is important to maintain compliance in response to changes to business or business climate. For organizations to...
Raimund Laqua
2 min read


The Problem with Assessments
Assessments are the fuel that power both step-wise and continuous improvement engines and this is no different when it comes to risk &...
Raimund Laqua
5 min read


Compliance Needs A New Mindset
After years under the tutelage of prescriptive rules and audits it is no wonder that the question of what and how to improve compliance...
Raimund Laqua
1 min read


Management Previews
When it comes to management-based standards and regulations they almost all include a requirement for Management Review. The purpose of a...
Raimund Laqua
1 min read


Outcome-based Specifications
The focus on value-based outcomes has become a dominant approach in the health care sector over the last few decades. It has also made...
Raimund Laqua
6 min read


Agile Compliance
Organizations of all shapes and sizes utilize systems to ensure that the right work gets done at the right time in the right way. In fact...
Raimund Laqua
2 min read


Better Compliance Done a Better Way
According to Albert Einstein: Insanity is doing the same thing over and over again and expecting different results. And yet, that is...
Raimund Laqua
3 min read


Are You Auditing What Really Matters?
Audits have been used for many years to confirm the integrity of financial statements and that proper accounting procedures have been...
Raimund Laqua
4 min read


Problem-solving in Highly-regulated, High-risk Industries
The practice of continuous improvement is gaining traction within an across all industries. It goes by different names such as:...
Raimund Laqua
4 min read


Pro-activity is the Key to Addressing Risk
To meet all your obligations at the speed of risk you must be proactive which is characterized by focusing more on: Forward Planning over...
Raimund Laqua
1 min read


The Four Cornerstones of Resilience
Erik Hollnagel writes in the book Resilience Engineering (2009) that companies are resilient if they are: able to adjust their...
Raimund Laqua
1 min read


Gratitude
I was thinking this morning about all the ways that life is able to go on even in the midst and you might say in spite of the corona...
Raimund Laqua
1 min read


A Hidden and Untapped Reserve
One of the ways we contend with uncertainty is by having reserves. These are additional resources that can be made available to address a...
Raimund Laqua
1 min read


Maintaining Safe Operations
As COVID-19 continues to spread across the world so do the impacts on personnel as well as operational safety. There are a number of...
Raimund Laqua
4 min read


Where to Start Being Proactive
In a previous webinar I was asked this question with respect to compliance: Question: What would be the one area of an organization to...
Raimund Laqua
1 min read


Risk-based SIPOC
Everything happens in the presence of uncertainty so make sure your process plan is a risk-adjusted plan. #riskmanagement
Raimund Laqua
1 min read


Seeking the Wrong Goal
When it comes to systems the goals we choose greatly affect the outcomes that are obtained. This is particularly true when it comes to...
Raimund Laqua
3 min read


The Risk and Compliance Problem
The risk and compliance problem: Companies are too reactive. Prescriptive policies, standards and regulations do not adequately protect...
Raimund Laqua
1 min read


The Dilution of Compliance
Dilution can be defined as "the process or action of making something less strong or valuable." Over the years I have experienced this...
Raimund Laqua
3 min read


A Measure of Integrity
Organizations and individuals make promises to meet obligations of all kinds. These might be in the form of duties, commitments,...
Raimund Laqua
2 min read


System Improvement Requires Non-linear Thinking and Actions
Many companies apply linear thinking and steps when attempting to improve their risk and compliance systems. As a result they never reach...
Raimund Laqua
1 min read


Towards a Systems KAIZEN
LEAN uses the Japanese word KAIZEN (change for the better) to communicate its intent with respect to continuous improvement. KAIZEN is a...
Raimund Laqua
4 min read


Is Risk Real?
For those who have been to Toronto, Canada you will know that one of the places you are likely to visit is the CN Tower. It remains as...
Raimund Laqua
3 min read
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