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BLOG LIBRARY
Compliance Principles, Practices, & Insights


The Most Important Risk Control
Change can be and often is a significant source of risk for organizations. That's why managing risk resulting from change is one of the...


Manage Legal Risk with ISO 31022:2020
Earlier this year (May 2020) the International Standards Organization (ISO) published their legal risk management guidelines, ISO...


Two Kinds of Compliance Resiliency
Compliance resiliency is important to maintain compliance in response to changes to business or business climate. For organizations to...


Compliance Needs A New Mindset
After years under the tutelage of prescriptive rules and audits it is no wonder that the question of what and how to improve compliance...


Better Compliance Done a Better Way
According to Albert Einstein: Insanity is doing the same thing over and over again and expecting different results. And yet, that is...


Are You Auditing What Really Matters?
Audits have been used for many years to confirm the integrity of financial statements and that proper accounting procedures have been...


Problem-solving in Highly-regulated, High-risk Industries
The practice of continuous improvement is gaining traction within an across all industries. It goes by different names such as:...


Essential Properties For A Managed Pipeline Safety Program
The topic of what is essential is on the minds of many individuals, organizations, and governments certainly with respect to navigating...


Pro-activity is the Key to Addressing Risk
To meet all your obligations at the speed of risk you must be proactive which is characterized by focusing more on: Forward Planning over...


Risk Based process Safety During Disruptive Times
The Center for Chemical Process Safety (CCPS) recently published a monograph that provides insights for managing Process Safety during ...


The Pursuit of Opportunities in the Presence of Uncertainty
In this article I want to discuss what is going on with the COVID-19 pandemic with respect to risk. The first risk will be what every one...


2020 The State of Risk Oversight
NC State University each year publishes their research on the state of risk oversight. The latest version is available reflecting input...


Capabilities Driven Business Canvas
A principle that is easily forgotten is that to change outcomes you need to change your capabilities. Michael Porter's value chain...


The Four Cornerstones of Resilience
Erik Hollnagel writes in the book Resilience Engineering (2009) that companies are resilient if they are: able to adjust their...


NEW COMPLIANCE RESILIENCY PROGRAM
Companies need effective risk & compliance systems to ensure they stay between the lines during normal operations and even more so during...


Uncertainty and Risk
This event has already occurred. Given that uncertainty and risk are on everyone's minds we have decided to go ahead and offer this...


A Hidden and Untapped Reserve
One of the ways we contend with uncertainty is by having reserves. These are additional resources that can be made available to address a...


Antifragile - the solution to aleatory uncertainty
When it comes to contending with risk it is important to have an understanding of the nature of uncertainty – the root cause of risk....


Risk-based SIPOC
Everything happens in the presence of uncertainty so make sure your process plan is a risk-adjusted plan. #riskmanagement


A Safety Management System for Everyone
Adopting a Safety Management System (SMS) has typically required significant resources, large teams, and expensive technologies and...


The Risk and Compliance Problem
The risk and compliance problem: Companies are too reactive. Prescriptive policies, standards and regulations do not adequately protect...


Total Safety Management
Many companies will be familiar with the terms Total Quality Management (TQM), or Total Production System (TPS). They began initially to...


Compliance Now Requires a Design
Safety performance is improved when organizations take a comprehensive and systemic view of their safety efforts. This requires different...


A Better Way to Implement Purposeful Systems
Many companies run out of time, money, and motivation before results are achieved and outcomes are improved. This is often the case when...
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