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Compliance Principles, Practices, & Insights


Assurance is an OUTCOME not an ACTIVITY
Assurance is not an activity that compliance does or something that can be inspected into a business. It is an outcome that is created when stakeholders have confidence that an organization is meeting all its obligations today and will continue to be meet them in the future. This confidence is necessary for assurance and ultimately for trust to exist. Assurance is an OUTCOME not an ACTIVITY That's why confidence levels are an important measure of success for all risk & compli


The Most Important Risk Control
Change can be and often is a significant source of risk for organizations. That's why managing risk resulting from change is one of the...


Are You Neglecting Your Compliance Boundary?
When it comes to compliance there is a boundary that exists between what is inside an organization and what is outside. This compliance...


Shaping Your Compliance Future
Pro-activity can be applied at any level within an organization. However, it is primarily the role of management programs achieved by...


NEW COMPLIANCE RESILIENCY PROGRAM
Companies need effective risk & compliance systems to ensure they stay between the lines during normal operations and even more so during...


A Safety Management System for Everyone
Adopting a Safety Management System (SMS) has typically required significant resources, large teams, and expensive technologies and...


System Dynamics
System dynamics (SD) according to the System Dynamics Society is a computer aided approach to policy analysis and design. It applies ...


Voluntary Information Sharing
Many of us participate in consumer platforms that collect and use data to improve their products, operations, and ultimately profits....


How to Transform Culture
Culture is difficult to define and hard to measure, but without the right one a company cannot succeed. A common definition for culture...


LEAN - Lost in Translation
There are times when leadership sets their gaze on operations in order to better delight their customers, increase margins, or improve operational excellence. This gaze for many companies has translated into a journey of continuous improvement – the playground for LEAN. All across the world companies have embraced LEAN principles and practices in almost every business sector. In many cases, LEAN initiatives have produced remarkable results and for some created a new “way of o


What is Management of Change
Change can be a significant source of risk. That is why compliance programs include a risk-based process for managing planned changes....


Turning Best Effort Into Best Outcome
When it comes to playing games where the goal is to have fun “Best Effort” is often applauded and even celebrated. We often hear...


Governance, Risk and Compliance
GRC is an acronym for: governance, risk, and compliance which originated from the management consulting world to describe processes...


Holes in the System
It is only by anticipating, planning, and acting that prevents risks from becoming a reality.


A Systems Roadmap for API RP 1173
API RP 1173 provides a framework for companies to evaluate their safety systems and processes to more effectively buy down risk and...


Two Steps Forward Three Steps Back
I have spent most of my career building information and management systems in support of engineering, compliance, and mission critical...


Minimal Viable Performance (MVP)
Minimal Viable Compliance / Performance Outcomes are the effects of capabilities which means that if you want to advance your outcomes...


Regulatory Compliance Not Enough
In a recent decision of the Ontario Court of Appeal they stated that the general duty clause in the Occupational Health and Safety Act,...


Why we need Compliance Excellence
Continuous Improvement (CI) is an essential part of operational excellence to increase the performance of operational processes used in...


Crossing the ethical chasm of data - a compliance perspective
"Compliance, in many ways, is about doing the right thing at the right time in the right way. Collecting evidentiary material is an...


5 Questions You Must Answer to Improve Your Compliance
The goal of a compliance program is to improve the level of compliance of an organization. This differs from the goal of a compliance...


Why is focusing on non-conformance missing the point?
Focusing on non-conformance is the first level of compliance. This involves meeting the prescriptive part of a regulation or industry...


Time to Upgrade your Navigational System
A compass helps you to stay on course as you head towards your destination provided the world is flat. However, a compass can never...


Ideal Compliance
This is the perfect time of year to evaluate your compliance programs and make adjustments so that you achieve your objectives. However,...
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