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479 results found for "Compliance"

  • Measuring Compliance Reliability and Effectiveness

    This requires compliance to be reliable and effective. This is particularly relevant when it comes to compliance and making progress towards compliance outcomes foster desired behaviours: Define Clear Compliance Outcomes: Begin by clearly defining the compliance Encourage teams to work together to achieve shared compliance objectives. significant strides toward broader compliance objectives.

  • Five Theories That Will Transform Your Compliance

    is key to achieving both compliance and mission success. Management Theory (ISO 37301): The Blueprint for Compliance Excellence ISO 37301 (Compliance Management Systems Theory: Compliance as an Interconnected Symphony Systems Theory underscores that compliance is Compliance is more than the sum of its parts. Risk Theory: Navigating Compliance in Uncertain Waters Risk Theory acknowledges that compliance is not

  • The Effects of a Divided Brain on Risk and Compliance

    This is an important observation that applies to many other risk and compliance domains.

  • Leveraging Systems Engineering for Effective Compliance

    The same principle applies to compliance systems, whether they are for safety, security, sustainability We have observed that effective systems engineering processes and practices are essential for compliance If mission success depends on compliance success, make sure you incorporate systems engineering as a Lean Compliance offers an advanced program based on the principles of systems engineering along with

  • Bounded-set Versus Centred-set Compliance

    Understanding compliance mindsets using set theory TLDR Those involved with compliance will eventually For the purpose of discussion bounded and centred sets can be mapped to Compliance 1 and Compliance 2 practices as shown in the next figure: Bounded-Set Compliance versus Centred-Set Compliance We will with bounded-set compliance. Centred-set compliance largest challenge is contending with bounded-set compliance groups.

  • Playing the Compliance Game

    When we consider compliance we often think of being compelled by regulation to follow an arbitrary set However, a more useful way of looking at compliance is as a game that we want to play and one that want

  • Use RAM to Improve Compliance

    In this blog post we explore how meeting obligations can be improved using a RACI model to clarify compliance It's time to add RAM to our compliance. This is also the case for projects associated with compliance. RACI model such as RACIV to help clarify compliance responsibilities: Project Definition Compliance Definition (R)esponsible to achieve compliance objectives. (I)nform to be kept up-to-date.

  • Four Steps to Proactive Compliance

    More companies are becoming aware that they are too reactive when it comes to compliance. Embed compliance into programs, systems and processes Compliance requirements manifest themselves inside Measures of Compliance (MoC) – critical to compliance, where failure maybe cause for reassessment of is sufficient capability of being in compliance tomorrow. a safe manner that maintains compliance.

  • Will Your Next Compliance Expert be AI?

    Of course, we were interested in whether or not it might be a replacement for a compliance expert. Why is compliance important? How do organizations improve their compliance? And what did ChatGPT think about Lean Compliance? I couldn't agree more with those principles. or "what are our top compliance risks" these of course could not be answered. compliance role.

  • AI Risks Document-Centric Compliance

    For domains where compliance is "document-centric" focused on procedural conformance the use of AI poses They do not model your compliance program, your cybersecurity framework, or any other aspect of your To evalute gaps that matter requires an operational knowledge of compliance functions, behaviours, and Not the Last Gap When it comes to compliance there are always gaps. To succeed at compliance requires operational knoweldge of what compliance is and how it works.

  • Two Kinds of Compliance Resiliency

    Compliance resiliency is important to maintain compliance in response to changes to business or business organizations to be effective at meeting all their obligations they will need to ensure that their compliance Recognizing this difference is crucial to sustainable business as well as compliance outcomes. What is compliance resiliency? Traditionally, compliance has focused on meeting prescriptive obligations where the goal is to consistently

  • Compliance Implementation Methodologies

    When it comes to compliance many organizations never get past "shall" statements let alone achieve any measure of effectiveness from their compliance efforts. We have observed over several years that the way compliance management systems are implemented is a significant This approach is based on the Lean Startup methodology where compliance always is operational which means and are working together at levels sufficient to produce a measure of effectiveness – the outcomes of compliance

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