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The internal audit function still has a role under Compliance 2. However, auditing now focuses on evaluating effectiveness as measured against compliance outcomes.

an old model where meeting obligations (the act of compliance) is a checkbox activity reinforced by audits

This can include tools for tracking compliance obligations, managing audits and inspections, and monitoring platform that helps organizations manage their regulatory compliance obligations through automated audits Their services include regulatory analysis, EHS audits, and compliance management systems. Their services include compliance audits, training, and consulting. Their services include regulatory compliance news and analysis, training, and audit checklists.

Step   The first step toward closing The Compliance Effectiveness Gap  is a:   TOTAL VALUE COMPLIANCE AUDIT This is not a traditional audit.  

Don't wait for quarterly audits to verify compliance. Not quarterly reports or yearly audits—constant visibility into drift before it becomes non-compliance

Imagine a clear audit trail readily available at your fingertips. No more waiting for audits to find out that you are off-side and at risk.

However, this is the approach when compliance is based on the traditional operating principles of audits This shift will require an operational model that is more than training, audits and corrective actions

And yet, audits remain the primary mechanism to protect stakeholders from the effects of uncertainty. remains mostly a world of disparate silos, competing cultures, inefficient processes, and excessive audits

Substituting audit regimes with performance and risk-based compliance services has been slow although But we know this leads to same outcomes that we have always had; passing audits but not advancing compliance

compliance demands can be addressed by a single obligation: Commitment - ISO 9001:2015 (9.2) - Internal Auditing Requirement - OSHA 29 CFR 1910.119 (o) - Compliance Audits Commitment - OHSAS 18001 (4.5.2) - Evaluation This is more intentional than the audit-fix cycle which, as I have commented in a previous blog, is by

To stay between-the-lines many choose to double down on audits and inspections. obligations requires more than training, following procedures, completing checklists and conducting audits A program that reduces waste, handles risk, and delivers compliance outcomes rather than only audit reports

technologies, AI systems continuously learn and evolve, rendering traditional regulatory controls such as audits safety, security, sustainability, quality, etc.) consists of conducting point-in-time comprehensive audits governance including the associated systems of regulation lies not in simplistic warnings based on static audits