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Compliance versus Obligation Risk Integrated Risk Assessment - Template Lean Compliance A3 Format -

The new compliance landscape requires organizations to take a proactive and systems approach instead of the prevailing reactive and siloed approach to compliance. Each module focuses on an essential principle for effective compliance: 1. Develop systems that always keep you in compliance 2. Continuously improve your compliance capabilities and effectiveness 3.

And that's why ethical, forward-looking companies practice proactive compliance. You can continue to practice reactive compliance and perhaps even reduce some of your losses. Or You can practice proactive compliance and avoid the losses altogether, and experience the benefits

For compliance, integrity is manifested when organizations take ownership of all their obligations and This is demonstrated when organizations operationalize their promises by embedding compliance objectives You can call this compliance-by-design but it is really just ensuring that you do what you say. This involves continually evaluating performance and effectiveness of risk & compliance programs.

However, this is the approach when compliance is based on the traditional operating principles of audits It's time for environmental compliance to become operational in the full sense of the word.

Collaborate with legal and compliance teams to ensure AI use aligns with regulatory requirements Conduct measures for AI-driven decisions Foster a culture of responsible AI use throughout the organization Lean Compliance

These same principles can and are being used to transform compliance culture to advance quality, safety , environmental and regulatory compliance outcomes. Almost all compliance programs and standards include the need for continuous improvement. However, this is not the last step after all the compliance gaps have been addressed, common among improvement

The Impact on Organizational Accountability and Compliance   The transition from human judgment to algorithmic systems raises significant questions about organizational accountability and compliance.

"Digital Threads: The Future of Compliance: https://www.leancompliance.ca/post/digital-threads-the-future-of-compliance

We only need to look at current discussions with respect to compliance to understand that the problem However, this is not how most compliance systems are implemented or improved. 

An obligation-based compliance map is focused on identifying and meeting obligations. Compliance is built into the means and verified through measures of: effectiveness (MoE), compliance in compliance. for the most part documents and records substitute for evidence of compliance. advance compliance outcome by maturing capabilities.

Initiate Regulatory Change Identify regulatory change Identify changed compliance outcomes and objectives objectives are met Verity that it is safe to restart changed process or use changed product Validate compliance tracked and monitored so that organizations will always know the status of its overall operational and compliance