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policy effectiveness and regulatory gaps, private companies to make employees more ethical, and in compliance The use of nudging in compliance has ethical implications that need be to considered and addressed. More and more companies are considering the use of nudges as a proactive strategy to achieve compliance In Todd Haugh's paper on "Nudging Corporate Compliance" [5] he defines nudges in the compliance context Develop a plan for how they will address the use of nudging within their compliance programs 2.

By Raimund Laqua, PMP, P.Eng., Founder and Chief Compliance Engineer at Lean Compliance I've spent 30 years in the trenches of compliance, and one question keeps coming up: "Are all compliance obligations There's no magical tool that will transform your compliance program overnight. Raimund Laqua, PMP, P.Eng. is Founder and Chief Compliance Engineer at Lean Compliance Consulting, Inc on topics of risk, compliance, lean, and responsible and safe AI.

New compliance concerns are starting to take over. Compliance is a zero-sum game i.e. focus on something new takes away from existing resources. To meet the new demand without sacrificing existing risk & compliance performance organizations must Embed compliance into processes to ensure the organization always stays between the lines. Leverage common principles and practices across all risk & compliance programs.

When it comes to compliance success, you need to pay attention to all the risk – the threats and the Compliance is not just about ticking boxes. Understanding Holistic Compliance Risk When we think about risk in compliance, we often focus solely A holistic approach to compliance risk involves: Identifying Obligations and Commitments: both mandatory Path Forward Compliance involves meeting obligations and keeping commitments.

For compliance, these boundaries stem from legal obligations and the expectations imposed by internal Many ask why we describe compliance as: staying between the lines and ahead of risk. Now you know. By adhering to the boundaries, compliance helps to avoid non-conformance and protect the integrity of In the say way, compliance is not only about audits and enforcement. This is the secret of Lasso way and the secret of those who are successful at compliance.

standards that take up the majority of their compliance resources. Compliance needs excellence So how do you improve compliance and would compliance excellence look like Compliance failure often leads to mission failure. Companies require "operational excellence" in how it does compliance. Until it does, compliance must itself make "Compliance Excellence" a priority to support their quality

This approach is especially powerful in compliance, where the stakes of failure—whether in regulatory Why Inversion Works So Well in Compliance Compliance success increases the probability of mission success However, the reverse is almost always true: compliance failure leads to mission failure. systems, and processes designed to reduce the likelihood of non-compliance. Avoiding Failure is Success in Compliance Achieving compliance success can be challenging for many to

When it comes to performance-based compliance you need to manage both compliance and obligation risk. Compliance risk are the effects of uncertainty of non-conformance. These impede outcomes. ISO 19600 Compliance Management System - provides a framework to manage all your obligations under one When obligation risk is addressed ahead of time it reduces the probability of compliance risk.

Do we now have a burning platform with respect to reactive compliance? residents are safe, and feel safe Hackitt's report calls for an overall shift towards outcome-based compliance This is also why the first step towards proactive compliance is to take ownership of your obligations

to be very effective for certain processes, when it comes to meeting performance and outcome based compliance We have created the Lean Compliance A3 format which incorporates the bow-tie analysis along along with measures of effectiveness, performance, and compliance to help you continually advance towards better

tutelage of prescriptive rules and audits it is no wonder that the question of what and how to improve compliance is met with: we are fully compliant, there is nothing to improve, and we have someone that does that It's time for a new mindset if compliance wants to see new and better results.

This is in fact a "Digital Thread" the first of its kind to be used by regulators to improve compliance The future of compliance looks like it is here so let's find out what digital threads are all about and why it is so important for compliance. It is this latter aspect which is of significance for compliance specifically where traceability and What Digital Threads Mean For Compliance Evidence of compliance has always been needed and this means