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Knowledge To Help Elevate Your Compliance

Micro Learning Series - 2022

Registration is now CLOSED



Why is this training needed?


Over the last decade regulators have started to modernize their programs to become more risk-based moving towards performance and outcome based designs.

The new compliance landscape requires organizations to take a proactive and systems approach instead of the prevailing reactive and siloed approach to compliance.

Unfortunately, many organizations are unable to keep up and are falling behind. Adopting the new mindset along with the necessary skills takes time which many find they don't have.

That's why we are offering this micro learning series. We have designed each module in bite sized portions. By spending just 1-hour a week over 15-weeks you will gain knowledge and skills to meet the demands of this new compliance landscape.

Each module focuses on an essential principle for effective compliance:

1. Develop systems that always keep you in compliance

2. Continuously improve your compliance capabilities and effectiveness

3. Improve the probability of meeting all your obligations.


These modules are designed for practitioners across all risk & compliance domains to improve their knowledge and skills. Each module consists of:

  • 5 one-hour "HOW-TO" sessions (40-minute instruction with worked examples / 20-minute Q&A)

  • Worksheets and reference materials

  • Quiz (optional)

  • Certificate after successfully completing all quizzes in the module.

Sessions will be hands-on conducted over Zoom on Tuesdays @ 1:00-2:00pm (EDT) following the schedule below. Each session will be recorded and available to participants.


Price is $300 (CAD) per module or $750 (CAD) for all three.


We encourage you to take advantage of this opportunity to improve your knowledge and skills. The first module starts April 5th so register today.




SYSTEMS MODULE - "Keep it Green"

In this module you will learn tools & techniques to always stay in compliance. We start with classifying obligations followed by identifying goals and objectives, defining measures for success, and establishing actionable metrics to keep you between the lines.


DATE

SESSION

TOPIC

Tuesday, April 5, 2022

SYSTEMS-1

Module Overview - concepts and principles

Tuesday, April 12, 2022

SYSTEMS-2

How to define and classify obligations

Tuesday, April 19, 2022

SYSTEMS-3

How to define compliance outcomes, objectives and targets

Tuesday, April 26, 2022

SYSTEMS-4

How to define measures of conformance, performance, and effectiveness

Tuesday, May 3, 2022

SYSTEMS-5

How to define leading / lagging indicators and actions for compliance


LEAN MODULE - "Keep it Lean"

In this module you will learn how to apply Lean tools & techniques to continuously improve your compliance at the process, systems, and program levels.


DATE

SESSION

TOPIC

Tuesday, May 17, 2022

LEAN-1

Module Overview - concepts and principles

Tuesday, May 24, 2022

LEAN-2

How to use Lean 5M to identify areas for improvement

Tuesday, May 31, 2022

LEAN-3

How to use Lean A3 to conduct compliance Improvements

Tuesday, June 7, 2022

LEAN-4

How to use Lean X-Matrix to stay on course

Tuesday, June14, 2022

LEAN-5

How to use Lean Startup to achieve operational compliance


RISK MODULE - "Keep it Certain"

In this module you will learn how to improve the probability of keeping all your promises by contending with uncertainty.


DATE

SESSION

TOPIC

Tuesday, June 28, 2022

RISK-1

Module Overview - concepts and principles

Tuesday, July 5, 2022

RISK-2

How to evaluate compliance risk

Tuesday, July 12, 2022

RISK-3

How to identify risk measures and controls using bow-tie analysis

Tuesday, July 19, 2022

RISK-4

How to track compliance risk using risk scores

Tuesday, July 26, 2022

RISK-5

How to manage risk due to regulatory change






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