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COMPLIANCE RESOURCES

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A Case For Lean Compliance

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White Paper

A Case For Lean Compliance - Lean Compliance transforms traditional reactive regulatory practices into proactive systems by applying Lean principles to compliance management. Instead of responding to audits and violations after they occur, this methodology frees up resources from reactive tasks and redirects them toward anticipating and preventing compliance issues, enabling organizations to stay ahead of regulatory obligations rather than constantly catching up. Learn more.

Compliance Beetle

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Worksheet

Compliance Beetle Diagram (V1.1) - Use this tool to help you better understand and improve processes under regulation.

Compliance Priorities for 2023

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Presentation

As the year comes to a close I thought I would identify 10 compliance priorities for 2023 to keep you between the lines and ahead of risk.

Compliance Priorities for 2025

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Presentation

As we look forward to the year ahead, during our last Elevate Compliance Huddle we explored 10 priorities for Operational Compliance for 2025.

Elevate Compliance Huddle - Retrospective (2024)

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Presentation

33 Principles to Practice - Review and Self Assessment

Throughout this past year, every week we explored a different principle-to-practice. We covered 33 principles so far to help elevate your compliance to achieve higher standards (33+ hours in total).

There is a thread that runs through each principle.  You could call this a Golden Thread.  A golden thread of assurance. When these principles are practised together, you will experience compliance in a different way. You will experience more than the benefit from each one, more than the sum of their parts. In addition, you will realize the product of their interactions with each other and throughout your organization. You will experience, a community of practice defined by a Virtuous Cycle of Compliance – where things get better, and the faster things get better over time.

In this retrospective we review the main ideas from the 33 principles. As you go through each one, you will have opportunity to assess how well you are practising each principle. I hope this exercise will help shape your compliance culture in the year ahead.

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Ensuring Mission Success Through Compliance

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